Case studies -market abuse & trade monitoring

Through a series of meticulously researched case studies, the book provides a real-world understanding of how these abuses occur, their impact on market integrity, and the challenges in detecting and preventing them. Written with clarity and expertise, this book is an invaluable resource for finance professionals, compliance officers, regulatory authorities, and anyone interested in understanding the complexities of market surveillance.

Key highlights include:

In-depth Analysis of Market Abuse: Explore various forms of market abuse, including price manipulation, unlawful disclosure of inside information, and abusive algorithmic trading.

Realistic Case Studies: Engage with realistic scenarios that bring to light the complexities of market manipulation and the subtleties involved in identifying such practices.

Advanced Surveillance Techniques: Uncover the sophisticated tools and techniques used in modern trade surveillance, including machine learning algorithms and anomaly detection systems.

Best Practices and Compliance Strategies: Gain insights into the best practices for compliance officers, including guidelines for monitoring, internal audits, and regulatory adherence.